GSM Investors

Globe Specialty Metals
AIM Rule 26 Disclosures

Disclosure Requirements for Stockholders

To assist Globe in making timely disclosure of its "substantial stockholders" to the market, as required by the AIM Rules for Companies, each Globe stockholder is required to notify Globe in writing within 2 days, if:

  • it holds an "interest" in three percent or more of Globe's issued and outstanding capital stock; or
  • its "interest" in Globe's issued and outstanding capital stock increases or decreases though any single percentage.

As a matter of good practice, when making this notification to Globe, a stockholder should include the number of warrants held by it at that date.

Further details of the notification procedures are contained in Globe's certificate of incorporation.

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Globe Metallurgical
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Solsil
Norchem